Legal documents
Access the agreements, policies, and regulatory disclosures that govern your relationship with Spec Capital Group.
Important Notice
Spec Capital Group provides services exclusively to wholesale clients as defined under the Corporations Act 2001 (Cth). The documents below form part of the terms governing your account. Please read them carefully before opening an account or trading.
Downloadable legal documents
Our agreements, policies, and disclosures, available for your review and records.
Institutional and Wholesale Client Agreement
Terms and conditions governing your trading account, services, and obligations as a wholesale client of Spec Capital Group.
Download PDFPrivacy Policy
How Spec Capital Group collects, uses, stores, and protects your personal information in accordance with the Privacy Act 1988 (Cth).
Download PDFConflicts of Interest Policy
How Spec Capital Group identifies, prevents, manages, and discloses conflicts of interest that may affect its services.
Download PDFWholesale Client Order Execution Policy
The principles and arrangements Spec Capital Group follows when receiving, handling, and executing wholesale client orders.
Download PDFWholesale Client Risk Disclosure Statement
Important information about the risks associated with leveraged trading and the products and services offered to wholesale clients.
Download PDFOur regulatory status
Spec Capital Group is an Australian financial services licensee.
Wholesale Client Definition
Under section 761G of the Corporations Act 2001 (Cth), you are generally considered a wholesale client if you satisfy one or more of the following criteria:
- You hold net assets of at least AUD $2.5 million; or
- You have a gross income of at least AUD $250,000 per annum in each of the previous two financial years (certified by a qualified accountant); or
- You are a professional investor, or otherwise qualify as a wholesale client under the Act.
Wholesale clients do not receive the same regulatory protections afforded to retail clients. Spec Capital Group does not provide services to retail clients.
Risk Warning
Trading Contracts for Difference (CFDs) carries a high level of risk and can result in the loss of all your invested capital. CFDs are leveraged products and may not be suitable for everyone. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money. Past performance is not a reliable indicator of future results.