Spec Capital
Legal & Regulatory Documents

Legal Documents

Important documents you should read before opening an account with Spec Capital Group

Important Notice

These documents contain important information about our services and your rights and obligations as a wholesale client. Please read them carefully before opening an account. You will be required to acknowledge that you have read and understood these documents during the account opening process.

Institutional & Wholesale Client Agreement

Terms and conditions governing your trading account, services, and obligations as a wholesale client of Spec Capital Group

Privacy Policy

How Spec Capital Group collects, uses, stores, and protects your personal information in accordance with the Privacy Act 1988 (Cth)

Regulatory Information

Spec Capital Group Pty Ltd — Wholesale CFD Broker

Australian Business Number

ABN 55 683 368 765

AFSL Number

AFSL 700136

Trading Name

Spec Capital

Registered Address

14H/325 Pitt Street Sydney, NSW 2000 Australia

Contact Phone

0452 175 222

Client Type

Wholesale Clients Only

Wholesale Client Definition

Under the Corporations Act 2001 (Cth), a wholesale client is generally someone who:

  • Net assets of at least $2.5 million; or
  • Gross income for each of the last two financial years of at least $250,000; or
  • Is a professional investor or sophisticated investor as defined in the Act

Risk Warning

CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money. This service is only available to wholesale clients as defined by the Corporations Act 2001 (Cth). Spec Capital Group Pty Ltd (AFSL 700136) is authorised to provide financial services to wholesale clients only.